Form D · REITS and Finance

Carter Multifamily Growth & Income Fund, LLC

Tampa, FL · CIK 0001723529

Offering snapshot reported Nov 4, 2019 · SEC filing

Reported sold
$103M
Offering amount: $200M
Investors reported
1,047
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Apr 5, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$51.6M$103MApr 19, 2018: $399,000.00Apr 19, 2018Jun 4, 2018: $6,240,417.00Jul 23, 2018: $10,002,277.00Nov 4, 2019: $103,140,519.00Nov 4, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,002,277 → $103,140,519
  • Reported investors112 → 1,047

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 4, 2019Amendment$103,140,519$93,138,242vs Jul 23, 20181,047SEC filing
Jul 23, 2018Amendment$10,002,277$3,761,860vs Jun 4, 2018112SEC filing
Jun 4, 2018Amendment$6,240,417$5,841,417vs Apr 19, 201862SEC filing
Apr 19, 2018Initial$399,000No comparison5SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$19M (estimated)
Finders' fees
$0
Form D file number
021-310603
The above estimated sale commissions include the dealer manager and marketing reallowance fees

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Sandlapper Securities, LLC137906
Cabot Lodge Securities LLC159712
Calton & Associates, Inc.20999
Purshe Kaplan Sterling Investments35747
COASTAL EQUITIES, INC.23769
Newbridge Securities Corporation104065
Cabin Securities, Inc.137608
Aegis Capital Corp.15007
Whitehall-Parker Securities, Inc.10608
Center Street Securities, Inc.26898
Corinthian Partners, L.L.C.38912
Emerson Equity LLC130032
Chauner Securities, Inc.10075
Sunbelt Securities, Inc.42180
International Assets Advisory, LLC10645
Chalice Capital Partners288898
Skyway Capital Markets, LLC124630
KCD Financial, Inc.127473
INDEPENDENT FINANCIAL GROUP, LLC7717
PARITER SECURITIES, LLC127836
TITAN SECURITIES131392
ADVISORY GROUP EQUITY SERVICES LTD.15427
ARKADIOS CAPITAL282710
CENTAURUS FINANCIAL, INC.30833
CLARAPHI ADVISORY NETWORK, LLC165868
DEMPSEY LORD SMITH, LLC141238
FORESIGHT WEALTH MANAGEMENT, LLC153881
KALOS CAPITAL, INC.44337
LANDOLT SECURITIES, INC.28352
NI ADVISORS134502
PRESIDENTIAL BROKERAGE, INC.28784
SILVERHAWK ASSET MANAGEMENT, LLC167798
STAINES FINANCIAL, LLC299405
THE STRATEGIC FINANCIAL ALLIANCE, INC.126514
CORNERSTONE WEALTH ADVISORS, INC.124947
WESTPARK CAPITAL, INC.39914
LEGACY WEALTH MANAGEMENT, LLC174767
MONEY CONCEPTS CAPITAL CORP12963
UNCOMMON CAPITAL, LLC226622

Source: Form D, filed Nov 4, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph Caballero Director
John E Carter Director
Lisa A Drummond Executive
Randall Greene Director
Thomas W Guard Executive
Cynthia M Pfeifer Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
4890 W. Kennedy Boulevard, Suite 825
Tampa, FL, 33609