Form D · Other Real Estate
Carter Investors, LLC
Dunn, NC · CIK 0001691397
Offering snapshot reported Aug 16, 2017 · SEC filing
- Reported sold
- $5.89M Offering amount: $5.89M
- Investors reported
- 49 Form D · investor count
- Minimum accepted
- $31K Reported outside-investor minimum
- First sale
- Nov 30, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 16, 2017 | Amendment | $5,890,000 | $0vs Dec 6, 2016 | 49 | SEC filing |
| Dec 6, 2016 | Initial | $5,890,000 | No comparison | 49 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.02M
- Finders' fees
- $0
- Form D file number
- 021-275732
Sold
$706,800 in cash compensation and 10 Class A Units valued at $310,000 in non-cash compensation.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bridge Capital Associates, Inc. | 143475 | Ricky Novak · CRD 6073887 |
Source: Form D, filed Aug 16, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James W Freeman | Executive, Promoter |
| Ricky B Novak | Executive, Promoter |
| Clark H. Wooten | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:Dunn, NC, 28334