Form D · Other Banking and Financial Services

Carson Group Holdings, LLC

Omaha, NE · CIK 0001672408

Offering snapshot reported Jul 26, 2021 · SEC filing

Reported sold
$183M
Offering amount: $330M
Investors reported
1
Form D · investor count
Minimum accepted
$183M
Reported outside-investor minimum
First sale
Jul 13, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 26, 2021Initial$182,632,599No comparison1SEC filing
Apr 18, 2016Initial$34,380,000No comparison9SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$14M
Finders' fees
$0
Form D file number
021-407758

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Moelis & Company LLC145115

Source: Form D, filed Jul 26, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin B. Bhatt Director
Jim Brown Director
James Brown Director
Ron Carson Director, Executive
Ronald L. Carson Director, Executive
Nicholas J. Engelbart Executive
Steve Lockshin Director
Kevin J. Miller Executive
Robert Moore Director
Laura Pierson Executive
Aaron E. Schaben Director, Executive
Teri S. Shepherd Director, Executive
Paul West Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
14600 Branch Street
Omaha, NE, 68154