Form D · Other Banking and Financial Services
Carroll County Bancshares, Inc. / IA
Carroll, IA · CIK 0001878021
Offering snapshot reported Aug 13, 2021 · SEC filing
- Reported sold
- $20M Offering amount: $20M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 23, 2021 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 13, 2021 | Initial | $20,000,000 | No comparison | Not reported | SEC filing |
| Aug 13, 2021 | Amendment | $20,000,000 | $0vs Aug 13, 2021 | 7 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $225K
- Finders' fees
- $0
- Form D file number
- 021-409859
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bankers' Bank | None |
Source: Form D, filed Aug 13, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen Baade | Director |
| Thomas Gronstal | Executive |
| Ingrid Gronstal | Director |
| Robert Gronstal | Director |
| Matthew Gronstal | Director |
| Carol Gronstal | Director |
| Jeffrey Johnson | Director |
| Jaclyn Mahler | Executive |
| Jeffrey Scharfenkamp | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Carroll, IA, 51401