Form D · Commercial Banking
Carroll Bancorp, Inc.
Sykesville, MD · CIK 0001515069
Offering snapshot reported Dec 29, 2014 · SEC filing
- Reported sold
- $2.18M Offering amount: $8M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 12, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 29, 2014 | Initial | $2,182,192 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $200K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-230971
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Ambassador Financial Group | 143093 |
Source: Form D, filed Dec 29, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Roger Wayne Barnes | Director |
| Celius Todd Brown | Director |
| Thomas L. Burke | Director |
| Gilbert L. Fleming | Director |
| Donna M. Frederick | Executive |
| Michael J. Gallina | Executive |
| Russell J. Grimes | Director, Executive |
| Brian L. Haight | Director |
| Nancy L. Parker | Director |
| George W. Peck, Jr. | Executive |
| Robin L. Weisse | Director |
| Mark S. Zinnamosca | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
1321 Liberty Road
Sykesville, MD, 21784
Sykesville, MD, 21784