Form D · Commercial Banking

Carpenter Acquisition Corp

Newport Beach, CA · CIK 0001829134

Offering snapshot reported Aug 23, 2022 · SEC filing

Reported sold
$8.3M
Offering amount: $32.3M
Investors reported
19
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Aug 10, 2022
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 23, 2022Initial$8,296,500No comparison19SEC filing
May 31, 2022Initial$275,000No comparison3SEC filing
Oct 23, 2020Initial$8,488,943No comparison14SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-456772
Issuer will pay 5% placement agent fee and reimburse agent for up to $25,000 of reasonable out-of-pocket expenses.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Seapower Carpenter Capital, Inc.38329Seapower Carpenter Capital, Inc. · CRD 000000

Source: Form D, filed Aug 23, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edward J Carpenter Director
John D Fleming Director, Executive
John D Flemming Director
Maryam Hamzeh Executive
Ernie Hwang Executive
James B Jones Director, Executive
Philippe Masbanji Executive

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
23 Corporate Plaza Drive, Suite 150
Newport Beach, CA, 92660