Form D · Other
CARPATHIAN GOLD INC
Toronto Ont M5 H 2 V1, Z4 · CIK 0001367671
Offering snapshot reported Sep 17, 2013 · SEC filing
- Reported sold
- $4.44M Offering amount: $4.44M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 5, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$23,564,758 → $4,441,080
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 17, 2013 | Amendment | $4,441,080 | -$19,123,678vs Mar 7, 2012 | 1 | SEC filing |
| Mar 7, 2012 | Initial | $23,564,758 | No comparison | 1 | SEC filing |
| Nov 19, 2010 | Initial | $51,612,400 | No comparison | 7 | SEC filing |
| Dec 16, 2009 | Initial | $1,620,333 | No comparison | 1 | SEC filing |
| May 21, 2009 | Initial | $899,511 | No comparison | Not reported | SEC filing |
| Jun 14, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $266K
- Finders' fees
- $0
- Form D file number
- 021-174454
Above numbers in Canadian dollars.
Above numbers in Canadian dollars.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cormark Securities (USA) Limited | 101000 | Cormark Securities Inc. |
Source: Form D, filed Sep 17, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Julio Carvalho | Director |
| Guy Charette | Director, Executive |
| David Danziger | Director |
| Kevin Flaherty | Director |
| John W. Hick | Director |
| Daniel B.J. Kivari | Executive |
| Peter Lehner | Director |
| Patrick J. Mars | Director |
| Linda Prager | Executive |
| Randall K. Ruff | Executive |
| Dino Titaro | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
365 Bay St Suite 500
Toronto Ont M5 H 2 V1, Z4, 00000
Toronto Ont M5 H 2 V1, Z4, 00000