Form D · Private Equity Fund

Carousel Capital Partners IV, L.P.

Charlotte, NC · CIK 0001525317

Offering snapshot reported Oct 24, 2012 · SEC filing

Reported sold
$216M
Indefinite offering
Investors reported
30
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jun 27, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$108M$216MJul 11, 2011: $76,500,000.00Jul 11, 2011Jul 11, 2011: $76,500,000.00Sep 1, 2011: $106,500,000.00Jan 5, 2012: $160,500,000.00Jan 5, 2012Sep 19, 2012: $186,000,000.00Oct 24, 2012: $216,000,000.00Oct 24, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$186,000,000 → $216,000,000
  • Reported investors28 → 30

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 24, 2012Amendment$216,000,000$30,000,000vs Sep 19, 201230SEC filing
Sep 19, 2012Amendment$186,000,000$25,500,000vs Jan 5, 201228SEC filing
Jan 5, 2012Amendment$160,500,000$54,000,000vs Sep 1, 201126SEC filing
Sep 1, 2011Amendment$106,500,000$30,000,000vs Jul 11, 201120SEC filing
Jul 11, 2011Initial$76,500,000No comparison19SEC filing
Jul 11, 2011Amendment$76,500,000$0vs Jul 11, 201119SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.05M
Finders' fees
$0
Form D file number
021-162574

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Credit Suisse Securities (USA) LLC816

Source: Form D, filed Oct 24, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAROUSEL CAPITAL PARTNERS IV, LP

Investment adviser: CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.

Gross asset value
$113M
Beneficial owners
32
ADV minimum commitment
$1M

Reported in Form ADV on May 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP CHARLOTTE, North Carolina, United States
Custodian BMO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

Filing source

Form ADV 2104446 · May 8, 2026 · Schedule D 7.B.(1), fund 805-9303780564

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Carousel Capital Company Iv, L.L.C. Director
N/A Carousel Capital Management Director
N/A Carousel Capital Management Company, L.L.C. Director
N/A Carousel Capital Management Company, L.P. Director
Charles S. Grigg Director, Executive
William T. Hobbs Ii Director, Executive
Jason C. Schmidly Director, Executive
Nelson Schwab Iii Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
201 North Tryon Street, Suite 2450
Charlotte, NC, 28202