Form D · Private Equity Fund

Carousel Capital CEO Fund IV, L.P.

Charlotte, NC · CIK 0001525318

Offering snapshot reported Sep 19, 2012 · SEC filing

Reported sold: $26.5M
Investors reported: 51
Minimum accepted: $0
First sale: Jun 27, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$24,500,000 → $26,500,000
Reported investors48 → 51

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 19, 2012	Amendment	$26,500,000	$2,000,000vs Sep 1, 2011	51	SEC filing
Sep 1, 2011	Amendment	$24,500,000	$1,000,000vs Jul 11, 2011	48	SEC filing
Jul 11, 2011	Initial	$23,500,000	No comparison	46	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-162582

Source: Form D, filed Sep 19, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAROUSEL CAPITAL CEO FUND IV, LP

Investment adviser: CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.

Gross asset value: $18.9M
Beneficial owners: 60
ADV minimum commitment: $500K

Reported in Form ADV on May 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP CHARLOTTE, North Carolina, United States

Custodian BMO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Filing source

Form ADV 2104446 · May 8, 2026 · Schedule D 7.B.(1), fund 805-9322206081

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Carousel Capital CEO Fund IV, L.P. (this fund)	Sep 19, 2012	$26,500,000	51
Carousel Capital CEO Fund V, L.P.	Jan 12, 2017	$30,000,000	60

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Carousel Capital Company Iv, L.L.C.	Director
N/A Carousel Capital Management Company, L.L.C.	Director
N/A Carousel Capital Management Company, L.P.	Director
Charles S. Grigg	Director, Executive
William T. Hobbs Ii	Director, Executive
Jason C. Schmidly	Director, Executive
Nelson Schwab Iii	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

201 North Tryon Street, Suite 2450
Charlotte, NC, 28202