Form D · Commercial Banking
Carolina Trust BancShares, Inc.
Lincolnton, NC · CIK 0001676667
Offering snapshot reported Oct 27, 2016 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 13, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 27, 2016 | Initial | $10,000,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $300K
- Finders' fees
- $0
- Form D file number
- 021-273354
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler O'Neill & Partners, L.P. | 23328 |
Source: Form D, filed Oct 27, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bryan E. Beal | Director |
| Scott C. Davis | Director |
| Edwin E. Laws, Ii | Executive |
| Jerry L. Ocheltree | Director, Executive |
| Richard M. Rager | Executive |
| Johnathan L. Rhyne, Jr. | Director |
| Frederick P. Spach, Jr. | Director |
| Jim R. Watson | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
901 East Main Street
Lincolnton, NC, 28092
Lincolnton, NC, 28092