Form D · Other Banking and Financial Services

Carofin, LLC

Brevard, NC · CIK 0001738800

Offering snapshot reported Jan 15, 2021 · SEC filing

Reported sold: $2.19M
Investors reported: 10
Minimum accepted: $5K
First sale: Jun 15, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,500,000 → $2,190,000
Reported investors7 → 10

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 15, 2021	Amendment	$2,190,000	$690,000vs Jan 22, 2020	10	SEC filing
Jan 22, 2020	Amendment	$1,500,000	$100,000vs Oct 24, 2019	7	SEC filing
Oct 24, 2019	Amendment	$1,400,000	$550,000vs Oct 18, 2018	7	SEC filing
Oct 18, 2018	Amendment	$850,000	No comparison	3	SEC filing
May 3, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-311581

There is no sales commission for this offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Bruce Roberts	1489110	Carolina Financial Securities, LLC · CRD 41970

Source: Form D, filed Jan 15, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Bruce Roberts	Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:

100 Elks Club Road
Brevard, NC, 28712