Form D · Private Equity Fund

Carmel Partners Investment Fund IV, L.P.

San Francisco, CA · CIK 0001538365

Offering snapshot reported Dec 29, 2011 · SEC filing

Reported sold
$584M
Indefinite offering
Investors reported
47
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 15, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 29, 2011Initial$583,500,000No comparison47SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-170857

Source: Form D, filed Dec 29, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CARMEL PARTNERS INVESTMENT FUND IV, LP

Investment adviser: CARMEL MANAGEMENT III, LLC

Gross asset value
$129M
Beneficial owners
79
ADV minimum commitment
$5M

Reported in Form ADV on Apr 28, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS SAN FRANCISCO, California, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

Filing source

Form ADV 1758365 · Apr 28, 2023 · Schedule D 7.B.(1), fund 805-2520805464

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Quinn Barton Executive
Chris Beda Executive
Donald Campbell Executive
None Carmel Partners Gp Iv, Llc Promoter
John Williams Executive
Ron Zeff Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1000 Sansome Street, Suite 180
San Francisco, CA, 94111