Form D · Private Equity Fund

Carlyle Private Equity Access Fund IV, L.P.

Washington, DC · CIK 0001717570

Offering snapshot reported Aug 14, 2018 · SEC filing

Reported sold: $264M
Investors reported: 413
Minimum accepted: $0
First sale: Mar 21, 2018

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 413

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 14, 2018	Amendment	$264,330,000	No comparison	413	SEC filing
Mar 8, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $819K
Finders' fees: $0
Form D file number: 021-307289

CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND'S INVESTORS.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
TCG SECURITIES, L.L.C.	154788
RAYMOND JAMES & ASSOCIATES, INC.	705

Source: Form D, filed Aug 14, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

CARLYLE PRIVATE EQUITY ACCESS FUND IV

Investment adviser: CARLYLE INVESTMENT MANAGEMENT L.L.C.

Gross asset value: $320M
Beneficial owners: 465
ADV minimum commitment: $250K

Reported in Form ADV on Jul 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ICAPITAL NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes Other funds reporting this name →

Auditor ERNST & YOUNG LTD GEORGE TOWN, Cayman Islands Other funds reporting this name →

Custodian FIRST REPUBLIC SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

Fund asset history · 5 annual observations

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Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$262,878,000	464	Mar 31, 2022
2022	$307,728,618	465	Mar 30, 2023
2023	$353,217,653	465	Mar 27, 2024
2024	$343,837,219	465	Mar 31, 2025
2025	$320,268,137	465	Mar 31, 2026

Filing source

Form ADV 2115592 · Jul 7, 2026 · Schedule D 7.B.(1), fund 805-4603261061

Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Carlyle Access Gp Iv, L.L.C.	Promoter
N/A Carlyle Access Gp Iv, Ltd.	Promoter
William E. Conway, Jr.	Executive
Daniel A. D'aniello	Executive
David B. Pearson	Executive
David M. Rubenstein	Executive
Ryan Toteja	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Carlyle Investment Management L.L.C. 1001 Pennsylvania Avenue Nw
Washington, DC, 20004-2505
Phone: 202-347-2626