Form D · Private Equity Fund
Carlyle Principal Alternative Opportunities (Cayman Feeder), L.P.
Washington, DC · CIK 0001883414
Offering snapshot reported Oct 5, 2021 · SEC filing
- Reported sold
- $96.3M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 24, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 5, 2021 | Amendment | $96,332,465 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $7M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-414093
Employees of affiliates of GP ("Carlyle") involved in the placement of Issuer interests receive compensation in part based on the amount of capital raised for the Issuer, such compensation is borne by Carlyle and not the Issuer's investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TCG Securities, L.L.C. | 154788 | TCG Securities, L.L.C. · CRD 154788 |
| Goldman Sachs & Co. LLC | 361 | Goldman Sachs & Co, LLC · CRD 361 |
Source: Form D, filed Oct 5, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeremy W. Anderson | Executive |
| N/A Carlyle Principal Alternative Opportunities Gp, L.L.C. | Promoter |
| N/A Carlyle Principal Alternative Opportunities Gp, L.P. | Promoter |
| Christina Gibbs | Executive |
| Norma Kuntz | Executive |
| David Lobe | Executive |
| Karen Mc Monagle | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1001 Pennsylvania Avenue, Nw Suite 220 South
Washington, DC, 20004
Washington, DC, 20004