Form D · Private Equity Fund

Carlyle Japan Partners III, L.P.

Washington, DC · CIK 0001582424

Offering snapshot reported Sep 18, 2015 · SEC filing

Reported sold: $1B
Investors reported: 23
Minimum accepted: $0
First sale: Aug 7, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$775,476,000 → $1,003,842,424
Reported investors20 → 23

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 18, 2015	Amendment	$1,003,842,424	$228,366,424vs Jul 23, 2015	23	SEC filing
Jul 23, 2015	Amendment	$775,476,000	$224,823,144vs Jul 25, 2014	20	SEC filing
Jul 25, 2014	Amendment	$550,652,856	No comparison	15	SEC filing
Jul 29, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $161K (estimated)
Finders' fees: $0
Form D file number: 021-200382

Total Amount Sold (TAS) is based on exchange rate of 1 JPY = 0.008400 USD. TAS includes amounts of LP interests sold by Issuer's related investment vehicles.

Fee will be paid in connection w/sales made outside US. Also, certain employees of an affiliate of the GP (Carlyle) receive comp. in part based on capital raised; such comp. is borne by Carlyle, not Issuer's investors. Fee subject to Fx fluctuations.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
TCG Securities, L.L.C.	154788	TCG Securities, L.L.C. · CRD 154788
Nomura Securities Co., Ltd.	None

Source: Form D, filed Sep 18, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

CARLYLE JAPAN PARTNERS III

Investment adviser: CARLYLE INVESTMENT MANAGEMENT L.L.C.

Gross asset value: $78.3M
Beneficial owners: 129
ADV minimum commitment: $3.39M

Reported in Form ADV on Jul 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LTD GEORGE TOWN, Cayman Islands Other funds reporting this name →

Custodian JPMORGAN CHASE BANK, N.A. LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Custodian MIZUHO BANK, LTD. TOKYO, Japan Related to adviser: No Other funds reporting this name →

Custodian SUMITOMO MITSUI BANKING CORPORATION TOKYO, Japan Related to adviser: No Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A PITTSBURGH, Pennsylvania, United States Related to adviser: No Other funds reporting this name →

Custodian THE BANK OF TOKYO-MITSUBISHI UFJ TOKYO, Japan Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

Fund asset history · 5 annual observations

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Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$1,049,402,846	138	Mar 31, 2022
2022	$381,609,177	133	Mar 30, 2023
2023	$291,807,792	132	Mar 27, 2024
2024	$113,286,027	129	Mar 31, 2025
2025	$78,343,208	129	Mar 31, 2026

Filing source

Form ADV 2115592 · Jul 7, 2026 · Schedule D 7.B.(1), fund 805-8099686310

Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jonathan E. Colby	Executive
William E. Conway, Jr.	Executive
Daniel A. D'aniello	Executive
David Pearson	Executive
David M. Rubenstein	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1001 Pennsylvania Avenue, Nw Suite 220 South
Washington, DC, 20004-2505
Phone: 202-347-2626