Form D · Private Equity Fund
Carlyle Japan International Partners III, L.P.
Washington, DC · CIK 0001582486
Offering snapshot reported Sep 18, 2015 · SEC filing
- Reported sold
- $1B Offering amount: $1B
- Investors reported
- 33 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 7, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$775,476,000 → $1,003,842,424
- Reported investors26 → 33
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 18, 2015 | Amendment | $1,003,842,424 | $228,366,424vs Jul 23, 2015 | 33 | SEC filing |
| Jul 23, 2015 | Amendment | $775,476,000 | $224,823,144vs Jul 25, 2014 | 26 | SEC filing |
| Jul 25, 2014 | Amendment | $550,652,856 | No comparison | 10 | SEC filing |
| Jul 29, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $175K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-200383
Total Amount Sold (TAS) is based on exchange rate of 1 JPY = 0.008400 USD. TAS includes amounts of LP interests sold by Issuer's related investment vehicles.
Fee will be paid in connection w/sales made outside US. Also, certain employees of an affiliate of the GP (Carlyle) receive comp. in part based on capital raised; such comp. is borne by Carlyle, not Issuer's investors. Fee subject to Fx fluctuations.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TCG Securities, L.L.C. | 154788 | TCG Securities, L.L.C. · CRD 154788 |
| Butterfield Asset Management Limited | None |
Source: Form D, filed Sep 18, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jonathan E. Colby | Executive |
| William E. Conway, Jr. | Executive |
| Daniel A. D'aniello | Executive |
| David Pearson | Executive |
| David M. Rubenstein | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Washington, DC, 20004-2505