Form D · Private Equity Fund
Carlyle Innovation Partners, L.P.
Washington, DC · CIK 0001657614
Offering snapshot reported Dec 29, 2016 · SEC filing
- Reported sold
- $151M Indefinite offering
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 9, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 14
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 29, 2016 | Amendment | $151,398,383 | No comparison | 14 | SEC filing |
| Nov 5, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-250738
Using the exchange rate of 1 pound to US$ 1.268109.
Limited Partnership Interests
Certain employees of an affiliate of the GP ("Carlyle") receive compensation in part based on the capital raised; such compensation is borne by Carlyle, not the Fund's investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Not Applicable | None | TCG Securities, L.L.C. · CRD 154788 |
Source: Form D, filed Dec 29, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CARLYLE INNOVATION PARTNERS, L.P.
Investment adviser: CARLYLE INVESTMENT MANAGEMENT L.L.C.
- Gross asset value
- $286K
- Beneficial owners
- 17
- ADV minimum commitment
- $0
Reported in Form ADV on Oct 16, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Filing source
Form ADV 1462299 · Oct 16, 2020 · Schedule D 7.B.(1), fund 805-5510437037
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Not Applicable Cep Iv Gp, L.P. | Promoter |
| Not Applicable Cep Iv Managing Gp, L.P. | Promoter |
| William E. Conway, Jr. | Director |
| Daniel A. D'aniello | Director |
| David B. Pearson | Director |
| David M. Rubenstein | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Washington, DC, 20004