Form D · Other Investment Fund
TCG BDC, INC.
New York, NY · CIK 0001544206
Offering snapshot reported Mar 22, 2017 · SEC filing
- Reported sold
- $1.06B Indefinite offering
- Investors reported
- 1,658 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 2, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$999,085,788 → $1,058,026,975
- Reported investors1,606 → 1,658
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 22, 2017 | Amendment | $1,058,026,975 | $58,941,187vs Dec 5, 2016 | 1,658 | SEC filing |
| Dec 5, 2016 | Amendment | $999,085,788 | $22,301,580vs May 27, 2016 | 1,606 | SEC filing |
| May 27, 2016 | Amendment | $976,784,208 | $39,527,614vs Jul 22, 2015 | 1,564 | SEC filing |
| Jul 22, 2015 | Amendment | $937,256,594 | $42,842,594vs Aug 4, 2014 | 1,497 | SEC filing |
| Aug 4, 2014 | Amendment | $894,414,000 | $243,199,000vs Aug 6, 2013 | 1,400 | SEC filing |
| Aug 6, 2013 | Amendment | $651,215,000 | $496,215,000vs May 8, 2013 | 894 | SEC filing |
| May 8, 2013 | Initial | $155,000,000 | No comparison | 105 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $11.4M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-196163
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TCG Securities, L.L.C. | 154788 | |
| Morgan Stanley Smith Barney LLC and affiliated entities | 149777 | |
| Raymond James & Associates, Inc. and affiliated entities | 705 | |
| Hightower Advisors LLC | 145323 |
Source: Form D, filed Mar 22, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Nigel D.T. Andrews | Director |
| Matthew C. Cottrell | Executive |
| Michael A. Hart | Director, Executive |
| William P. Hendry | Director |
| Kenneth J. Kencel | Director |
| Jeffrey S. Levin | Executive |
| Eliot P.S. Merrill | Director |
| Orit Mizrachi | Executive |
| John G. Nestor | Director |
| Michael J. Petrick | Director |
| Michael L. Rankowitz | Director |
| Venugopal N. Rathi | Executive |
| Ian J. Sandler | Executive |
| Karen T. Vejseli | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022