Form D · Private Equity Fund
Carlyle Direct Alternative Opportunities Fund, L.P.
Washington, DC · CIK 0001784615
Offering snapshot reported Aug 9, 2019 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 9, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-346213
Employees of an affiliate of the GP ("Carlyle") receive compensation in part based on the capital raised; such compensation is borne by Carlyle and not the Issuer's investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TCG Securities, L.L.C | 154788 | TCG Securities, L.L.C · CRD 154788 |
| ICapital Securities, LLC | 171061 | ICapital Securities, LLC · CRD 171061 |
Source: Form D, filed Aug 9, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeremy Anderson | Executive |
| N/A Carlyle Direct Alternative Opportunities Gp, L.L.C. | Promoter |
| Christopher Finn | Executive |
| Norma Kuntz | Executive |
| Ryan Toteja | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1001 Pennsylvania Avenue, Nw Suite 220 South
Washington, DC, 20004
Washington, DC, 20004