Form D · Private Equity Fund
Carlyle Credit Opportunities Fund (Parallel) II Note Issuer, L.P.
Washington, DC · CIK 0001829853
Offering snapshot reported Oct 29, 2021 · SEC filing
- Reported sold
- $209M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 31, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 5
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 29, 2021 | Amendment | $208,500,000 | No comparison | 5 | SEC filing |
| Nov 23, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt, Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $100K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-381325
Limited Partnership Interests
Certain employees of an affiliate of the GP ("Carlyle") receive compensation in part based on the capital raised; such compensation is borne by Carlyle, not the Fund's investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Not Applicable | None | GFH Financial Group B.S.C. |
Source: Form D, filed Oct 29, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| None Ccof Ii Note Issuer General Partner, Llc | Promoter |
| Christopher Finn | Executive |
| David Garofalo | Executive |
| Jin Guo | Executive |
| Mark Jenkins | Executive |
| David Lobe | Executive |
| Kristen Newville | Executive |
| Alexander Popov | Executive |
| Ryan Toteja | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
The Carlyle Group 1001 Pennsylvania Ave., N.W., Ste. 220 S
Washington, DC, 20004
Washington, DC, 20004