Form D · Private Equity Fund

Carlyle Credit Opportunities Fund Note Issuer, L.P.

Washington, DC · CIK 0001760307

Offering snapshot reported Nov 29, 2018 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 29, 2018InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Debt, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-326901
Limited Partnership Interests
Certain employees of an affiliate of the GP ("Carlyle") receive compensation in part based on the capital raised; such compensation is borne by Carlyle, not the Fund's investors.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Not ApplicableNoneTCG Securities, L.L.C. · CRD 154788

Source: Form D, filed Nov 29, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
None Ccof General Partner, L.P. Promoter
None Ccof L.L.C. Promoter
William E. Conway, Jr. Executive
Daniel A. D'aniello Executive
Mark Jenkins Executive
Kewsong Lee Executive
Alex Popov Executive
Venu Rathi Executive
David M. Rubenstein Executive
Ryan R. Toteja Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
The Carlyle Group 1001 Pennsylvania Ave., N.W., Ste. 220 S
Washington, DC, 20004