Form D · Private Equity Fund

Carlyle Credit Opportunities Fund III Private Securitization Vehicle Borrower, L.P.

Washington, DC · CIK 0001984763

Offering snapshot reported Sep 13, 2024 · SEC filing

Reported sold: $633M
Investors reported: 9
Minimum accepted: $0
First sale: Sep 15, 2023

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 9

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 13, 2024	Amendment	$633,000,000	No comparison	9	SEC filing
Sep 14, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Debt
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-492099

Aggregate capital commitments to the CCOF III complex, including the CCOF III main fund, Lux parallel fund and Lux feeder fund, CCOF III PSV and general partner commitments are equal to $3,479,546,531.50 as of September 13, 2024.

Certain employees of an affiliate of the GP ("Carlyle") receive compensation in part based on the capital raised; such compensation is borne by Carlyle, not the Fund's investors.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Not Applicable	None	TCG CAPITAL MARKETS L.L.C. · CRD 000291767

Source: Form D, filed Sep 13, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CARLYLE CREDIT OPPORTUNITIES FUND III PRIVATE SECURITIZATION VEHICLE BORROWER, L.P.

Investment adviser: CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C.

Gross asset value: $452M
Beneficial owners: 21
ADV minimum commitment: $50K

Reported in Form ADV on Jul 15, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 2115589 · Jul 15, 2026 · Schedule D 7.B.(1), fund 805-9883650758

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ccof Iii Psv General Partner, L.P.	Promoter
Ccof Iii Psv L.L.C.	Promoter
Andrew Cunningham	Executive
Christopher Finn	Executive
Jin Guo	Executive
Mary Hsu	Executive
David Lobe	Executive
Kristen Newville	Executive
Christina Von Poelnitz	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

The Carlyle Group 1001 Pennsylvania Ave., N.W., Ste. 220 S
Washington, DC, 20004