Form D · Hedge Fund
Carlson Double Black Diamond Participation Fund Ltd.
New York, NY · CIK 0001529883
Offering snapshot reported Jul 11, 2018 · SEC filing
- Reported sold
- $78.4M Indefinite offering
- Investors reported
- 187 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$77,525,048 → $78,355,047
- Reported investors186 → 187
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 11, 2018 | Amendment | $78,355,047 | $829,999vs Jul 11, 2017 | 187 | SEC filing |
| Jul 11, 2017 | Amendment | $77,525,048 | $5,035,000vs Nov 7, 2016 | 186 | SEC filing |
| Nov 7, 2016 | Amendment | $72,490,048 | $10,723,000vs Nov 6, 2015 | 180 | SEC filing |
| Nov 6, 2015 | Amendment | $61,767,048 | $12,321,001vs Jan 8, 2015 | 152 | SEC filing |
| Jan 8, 2015 | Amendment | $49,446,047 | $12,480,000vs Jan 8, 2014 | 99 | SEC filing |
| Jan 8, 2014 | Amendment | $36,966,047 | $19,227,057vs Apr 11, 2013 | 75 | SEC filing |
| Apr 11, 2013 | Amendment | $17,738,990 | $1,314,750vs Sep 20, 2012 | 47 | SEC filing |
| Sep 20, 2012 | Amendment | $16,424,240 | $14,007,990vs Sep 20, 2011 | 42 | SEC filing |
| Sep 20, 2011 | Initial | $2,416,250 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.96M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-166123
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Jul 11, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asterion Fund Services (Offshore) Ltd. | Executive |
| Dominick Carlino | Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Executive |
| Justin C. Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Barbra E. Kocsis | Director, Executive |
| John V. Leale | Executive |
| Ninon B. Marapachi | Executive |
| Jeff Mc Goey | Executive |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Deann D. Morgan | Director, Executive |
| Greg Parets | Executive |
| Leslie Ross | Director, Executive |
| Colleen Rose Rusch | Director, Executive |
| Devesh Saksena | Director, Executive |
| Steven Lawrence Suss | Director, Executive |
| Charles Thomas | Director |
| Brian Woldow | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
250 Vesey Street, 11th Floor
New York, NY, 10281
New York, NY, 10281