Form D · Other Investment Fund

Carleon Strategic Equity Offshore Ltd.

New York, NY · CIK 0001544423

Offering snapshot reported Feb 24, 2015 · SEC filing

Reported sold
$23.3M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.6M$23.3MMar 16, 2012: $4,100,000.00Mar 16, 2012Jan 29, 2013: $6,879,000.00Jan 29, 2013Feb 4, 2014: $8,739,612.00Feb 4, 2014Feb 24, 2015: $23,294,205.00Feb 24, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,739,612 → $23,294,205
  • Reported investors6 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 24, 2015Amendment$23,294,205$14,554,593vs Feb 4, 201411SEC filing
Feb 4, 2014Amendment$8,739,612$1,860,612vs Jan 29, 20136SEC filing
Jan 29, 2013Amendment$6,879,000$2,779,000vs Mar 16, 20124SEC filing
Mar 16, 2012Initial$4,100,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-175127

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Roundtable Capital Services LLC142784Roundtable Capital Services LLC · CRD 142784

Source: Form D, filed Feb 24, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CARLEON STRATEGIC EQUITY OFFSHORE LTD

Investment adviser: TRUVVO PARTNERS LLC

Gross asset value
$20.9M
Beneficial owners
13
ADV minimum commitment
$5M

Reported in Form ADV on Dec 1, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK & TRUST NA BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP GRAND CAYMAN, Cayman Islands
Custodian STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET GLOBAL MARKETS, LLC
SEC 8-44744

Filing source

Form ADV 942355 · Dec 1, 2015 · Schedule D 7.B.(1), fund 805-5025333043

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jerome Cedric Antenen Executive
Geoffrey Thomas Boisi Executive
D. Thomas Healey, Jr. Executive
Richard William Herbst Executive
Stephen Henry Hopkins Executive
Joseph Marc Kopilak Executive
Alan Herman Rappaport Executive
Alison J. Rosenzweig Executive
Casey Dow Whalen Sellers Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
280 Park Avenue, 23 Rd Floor
New York, NY, 10017