Form D · Other Investment Fund

Carleon Strategic Equity Fund LP

New York, NY · CIK 0001317334

Offering snapshot reported Feb 23, 2015 · SEC filing

Reported sold
$814M
Indefinite offering
Investors reported
199
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$407M$814MFeb 9, 2005May 27, 2011: $781,311,148.00May 27, 2011Jan 17, 2012: $782,111,148.00Jan 29, 2013: $790,509,444.00Feb 3, 2014: $813,784,444.00Feb 23, 2015: $813,804,444.00Feb 23, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$813,784,444 → $813,804,444

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 23, 2015Amendment$813,804,444$20,000vs Feb 3, 2014199SEC filing
Feb 3, 2014Amendment$813,784,444$23,275,000vs Jan 29, 2013199SEC filing
Jan 29, 2013Amendment$790,509,444$8,398,296vs Jan 17, 2012195SEC filing
Jan 17, 2012Amendment$782,111,148$800,000vs May 27, 2011187SEC filing
May 27, 2011Amendment$781,311,148No comparison182SEC filing
Feb 9, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-73942
Limited Partnership Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Roundtable Capital Services LLC142784Roundtable Capital Services LLC · CRD 142784

Source: Form D, filed Feb 23, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CARLEON STRATEGIC EQUITY FUND LP

Investment adviser: TRUVVO PARTNERS LLC

Gross asset value
$140M
Beneficial owners
40
ADV minimum commitment
$5M

Reported in Form ADV on Dec 1, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK & TRUST NA BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET GLOBAL MARKETS, LLC
SEC 8-44744

Filing source

Form ADV 942355 · Dec 1, 2015 · Schedule D 7.B.(1), fund 805-8435620027

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jerome Cedric Antenen Executive
Geoffrey Thomas Boisi Executive
D. Thomas Healey, Jr. Executive
Richard William Herbst Executive
Stephen Henry Hopkins Executive
Joseph Marc Kopilak Executive
Alan Herman Rappaport Executive
Alison Rosenzweig Executive
N/A Roundtable Managers Llc Promoter
N/A Rt Investment Holdings Gp Llc Promoter
Casey Dow Whalen Sellers Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
280 Park Avenue, 23 Rd Floor East
New York, NY, 10017