Form D · Hedge Fund

CARITAS ROYALTY FUND LLC

Rancho Santa Fe, CA · CIK 0001445901

Offering snapshot reported Jun 25, 2021 · SEC filing

Reported sold
$21.6M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 25, 2021Amendment$21,556,340No comparisonNot reportedSEC filing
Jun 5, 2020Amendment$30,552,139$0vs Jun 4, 202043SEC filing
Jun 4, 2020Amendment$30,552,139$895,186vs May 15, 201943SEC filing
May 15, 2019Amendment$29,656,953$3,528,544vs May 25, 201855SEC filing
May 25, 2018Amendment$26,128,409$208,249vs Jun 7, 201750SEC filing
Jun 7, 2017Amendment$25,920,160-$5,211,575vs Jun 13, 201650SEC filing
Jun 13, 2016Amendment$31,131,735-$6,449,732vs Apr 28, 201452SEC filing
Apr 22, 2015Amendment$43,327,045$5,745,578vs Apr 28, 201455SEC filing
Apr 28, 2014Amendment$37,581,467$1,755,406vs Apr 23, 201349SEC filing
Apr 23, 2013Amendment$35,826,061-$1,625,023vs Apr 23, 201252SEC filing
Apr 23, 2012Amendment$37,451,084$2,652,778vs Feb 1, 201251SEC filing
Feb 1, 2012Amendment$34,798,306$21,533,172vs Jan 25, 201051SEC filing
Jan 25, 2010Amendment$13,265,134No comparison17SEC filing
Mar 23, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-122845

Source: Form D, filed Jun 25, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CARITAS ROYALTY FUND LLC

Investment adviser: CORNERSTONE ACQUISITION & MANAGEMENT COMPANY LLC

Gross asset value
$20.6M
Beneficial owners
53
ADV minimum commitment
$500K

Reported in Form ADV on Mar 29, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, LLP MANHATTAN BEACH, California, United States
Custodian VECTRA BANK DENVER, Colorado, United States Related to adviser: No
Marketer SUMMIT GLOBAL INVESTMENTS, LLC BOUNTIFUL, Utah, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WEAVER AND TIDWELL, LLP
PCAOB 410

SUMMIT GLOBAL INVESTMENTS, LLC
CRD 157091 · SEC 801-76631

Filing source

Form ADV 1514534 · Mar 29, 2021 · Schedule D 7.B.(1), fund 805-5778294262

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steve Allen Executive
Grace Mary Brescia Executive
N/A Centaur Performance Group Llc Promoter
N/A Centaur Performance Group, Llc Promoter
N/A Cornerstone Acquisition & Management Company Llc Promoter
N/A Cornerstone Acquisition & Management Company, Llc Promoter
Brad Cox Executive
Ronald Fertig Executive
Derren Lee Geiger Executive
Bruce Mc Mahan Executive
David Bruce Mc Mahan Executive
She Hwea Ngo Executive
Patricia Ransom Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
16236 San Dieguito Road Suite 2 20
Rancho Santa Fe, CA, 92067