Form D · Hedge Fund

CARITAS ROYALTIES FUND (BERMUDA) LTD.

Hamilton Hm11, D0 · CIK 0001460288

Offering snapshot reported Jun 28, 2021 · SEC filing

Reported sold
$19.6M
Indefinite offering
Investors reported
40
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$38.6M$77.2MJun 29, 2010: $41,334,132.00Jun 29, 2010Jul 12, 2011: $46,408,542.00Jul 12, 2012: $64,821,993.00Jul 3, 2013: $77,222,343.00Jul 15, 2014: $67,498,164.00Jul 10, 2015: $76,517,155.00Jul 20, 2016: $54,377,651.00Jul 18, 2017: $39,531,982.00May 25, 2018: $40,082,068.00May 15, 2019: $40,283,653.00Jun 5, 2020: $32,947,632.00Jun 28, 2021: $19,622,594.00Jun 28, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$32,947,632 → $19,622,594
  • Reported investors54 → 40

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 28, 2021Amendment$19,622,594-$13,325,038vs Jun 5, 202040SEC filing
Jun 5, 2020Amendment$32,947,632-$7,336,021vs May 15, 201954SEC filing
May 15, 2019Amendment$40,283,653$201,585vs May 25, 201844SEC filing
May 25, 2018Amendment$40,082,068$550,086vs Jul 18, 201740SEC filing
Jul 18, 2017Amendment$39,531,982-$14,845,669vs Jul 20, 201639SEC filing
Jul 20, 2016Amendment$54,377,651-$22,139,504vs Jul 10, 201536SEC filing
Jul 10, 2015Amendment$76,517,155$9,018,991vs Jul 15, 201444SEC filing
Jul 15, 2014Amendment$67,498,164-$9,724,179vs Jul 3, 201338SEC filing
Jul 3, 2013Amendment$77,222,343$12,400,350vs Jul 12, 201233SEC filing
Jul 12, 2012Amendment$64,821,993$18,413,451vs Jul 12, 201129SEC filing
Jul 12, 2011Amendment$46,408,542$5,074,410vs Jun 29, 201013SEC filing
Jun 29, 2010Initial$41,334,132No comparison11SEC filing
May 18, 2009Initial$44,000,000No comparisonNot reportedSEC filing
Apr 9, 2009Initial$44,000,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-144188
Amount reflects assets under management as of June 1, 2021
This excludes internal marketing staff who are paid compensation, but not commission, for their duties.

Source: Form D, filed Jun 28, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CARITAS ROYALTIES FUND (BERMUDA) LTD

Investment adviser: CORNERSTONE ACQUISITION & MANAGEMENT COMPANY LLC

Gross asset value
$18.6M
Beneficial owners
40
ADV minimum commitment
$500K

Reported in Form ADV on Mar 29, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. ODGEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, LLP MANHATTAN BEACH, California, United States
Custodian VECTRA BANK DENVER, Colorado, United States Related to adviser: No
Marketer SUMMIT GLOBAL INVESTMENTS, LLC BOUNTIFUL, Utah, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WEAVER AND TIDWELL, LLP
PCAOB 410

SUMMIT GLOBAL INVESTMENTS, LLC
CRD 157091 · SEC 801-76631

Filing source

Form ADV 1514534 · Mar 29, 2021 · Schedule D 7.B.(1), fund 805-2657422439

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Centaur Performance Group (Bermuda) Ltd. Promoter
N/A Cornerstone Acquisition & Management Co., Llc Promoter
N/A Cornerstone Management (Bermuda) Ltd. Promoter
Henry Cox Director
Martin Gutteridge Director
Allan D. Marshall Director
Graham Pearson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1 Victoria Street Cumberland House 5th Floor
Hamilton Hm11, D0, 00000