Form D · Hedge Fund
Carillon Tower Series Hedge Fund, LLC - ClariVest Microcap Market Neutral Series
St. Petersburg, FL · CIK 0001651777
Offering snapshot reported Sep 20, 2021 · SEC filing
- Reported sold
- $14.7M Indefinite offering
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Oct 1, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 20, 2021 | Amendment | $14,724,845 | $0vs Sep 10, 2020 | 14 | SEC filing |
| Sep 10, 2020 | Amendment | $14,724,845 | $0vs Sep 26, 2019 | 14 | SEC filing |
| Sep 26, 2019 | Amendment | $14,724,845 | $0vs Sep 18, 2018 | 14 | SEC filing |
| Sep 18, 2018 | Amendment | $14,724,845 | $220,000vs Sep 7, 2017 | 14 | SEC filing |
| Sep 7, 2017 | Amendment | $14,504,845 | $2,055,000vs Sep 19, 2016 | 16 | SEC filing |
| Sep 19, 2016 | Amendment | $12,449,845 | No comparison | 12 | SEC filing |
| Sep 25, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-248238
Investors who purchase certain classes of interests are charged a quarterly service fee payable to the placement agent based on a certain percentage of the value of the assets held in the investor's capital account at the end of the quarter.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Raymond James & Associates | 705 | Raymond James Financial Services, Inc. · CRD 6694 |
Source: Form D, filed Sep 20, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Cooper Abbott | Director, Executive |
| Manager Carillon Tower Advisers, Inc. | Promoter |
| Richard J. Rossi | Executive |
| Eric Wilwant | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:St. Petersburg, FL, 33716