Form D · Biotechnology
Caribou Biosciences, Inc.
Berkeley, CA · CIK 0001619856
Offering snapshot reported Mar 5, 2021 · SEC filing
- Reported sold
- $115M Offering amount: $115M
- Investors reported
- 36 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 2, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 5, 2021 | Initial | $114,999,613 | No comparison | 36 | SEC filing |
| May 25, 2016 | Initial | $14,459,306 | No comparison | 11 | SEC filing |
| Mar 24, 2015 | Amendment | $11,549,904 | $8,634,962vs Sep 23, 2014 | 14 | SEC filing |
| Sep 23, 2014 | Initial | $2,914,942 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $5.64M
- Finders' fees
- $0
- Form D file number
- 021-391380
common stock issuable upon conversion of equity sold
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SVB Leerink LLC | 39011 |
Source: Form D, filed Mar 5, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Philip Austin | Director |
| Rodolphe Barrangou | Director |
| Rachel E. Haurwitz | Director, Executive |
| Steven B. Kanner | Executive |
| Un Kwon Casado | Executive |
| Jeffrey Long Mc Gie | Director |
| Andrew P. May | Executive |
| Barbara G. Mc Clung | Executive |
| Jason O'byrne | Executive |
| Santhosh Palani | Director |
| Jenny Rooke | Director |
| Natalie R. Sacks | Director |
| Robert Weisskoff | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
2929 7 Th Street, Suite 105
Berkeley, CA, 94710
Berkeley, CA, 94710