Form D · Other Health Care
Cardiva Medical, Inc.
Santa Clara, CA · CIK 0001520325
Offering snapshot reported Jul 14, 2020 · SEC filing
- Reported sold
- $45M Offering amount: $45M
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 29, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 14, 2020 | Initial | $44,999,983 | No comparison | 25 | SEC filing |
| Jan 4, 2018 | Amendment | $39,236,590 | $11,251,243vs Mar 24, 2017 | 28 | SEC filing |
| Mar 24, 2017 | Initial | $27,985,347 | No comparison | 28 | SEC filing |
| Jul 29, 2013 | Initial | $3,497,633 | No comparison | 51 | SEC filing |
| Mar 19, 2013 | Amendment | $16,930,335 | $9,482,228vs May 10, 2011 | 59 | SEC filing |
| May 10, 2011 | Initial | $7,448,107 | No comparison | 51 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-370917
Series 6 Preferred Stock; Common Stock issuable upon conversion.
Source: Form D, filed Jul 14, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rick Anderson | Director |
| Justin Ballotta | Executive |
| Thomas Barfield | Director |
| Michael Bornitz | Director |
| Marlys Chellew | Executive |
| Matthew Crawford | Director |
| Michael Daniel | Executive |
| Paul Enever | Director |
| Malcolm M. Farnsworth | Executive |
| Malcolm M. Farnsworth, Jr. | Executive |
| Lisa Garrett | Executive |
| Jeryl Hilleman | Director |
| George Lee | Director |
| George J. Lee, Ph.D. | Director |
| Augustine Lien | Director |
| Sylvia Liu | Director |
| Charles T. Maroney | Director, Executive |
| John Mc Curdy | Executive |
| Roger Owens | Executive |
| John Russell | Director, Executive |
| Robert White | Director |
| John Wilkerson | Director |
| Zia Yassinzadeh | Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
1615 Wyatt Drive
Santa Clara, CA, 95054
Santa Clara, CA, 95054