Form D · Hedge Fund
Cardinal AlternativeFocus TT Emerging Markets Fund LP
New York, NY · CIK 0001619172
Offering snapshot reported Jul 30, 2024 · SEC filing
- Reported sold
- $161M Indefinite offering
- Investors reported
- 263 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 1, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$159,624,144 → $161,309,071
- Reported investors255 → 263
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 30, 2024 | Amendment | $161,309,071 | $1,684,927vs Jun 26, 2023 | 263 | SEC filing |
| Jun 26, 2023 | Amendment | $159,624,144 | $1,842,525vs Apr 25, 2022 | 255 | SEC filing |
| Apr 25, 2022 | Amendment | $157,781,619 | $0vs Mar 10, 2022 | 248 | SEC filing |
| Mar 10, 2022 | Amendment | $157,781,619 | $10,691,151vs Mar 11, 2021 | 248 | SEC filing |
| Mar 11, 2021 | Amendment | $147,090,468 | $8,596,016vs Mar 11, 2020 | 231 | SEC filing |
| Mar 11, 2020 | Amendment | $138,494,452 | $5,806,292vs Mar 13, 2019 | 215 | SEC filing |
| Mar 13, 2019 | Amendment | $132,688,160 | $15,519,570vs Mar 14, 2018 | 198 | SEC filing |
| Mar 14, 2018 | Amendment | $117,168,590 | $12,444,388vs Mar 20, 2017 | 172 | SEC filing |
| Mar 20, 2017 | Amendment | $104,724,202 | $5,250,129vs Mar 21, 2016 | 135 | SEC filing |
| Mar 21, 2016 | Amendment | $99,474,073 | $0vs Sep 3, 2015 | 123 | SEC filing |
| Sep 3, 2015 | Amendment | $99,474,073 | No comparison | 123 | SEC filing |
| Sep 11, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.39M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-224532
Estimate includes a 12 month projection.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Barclays Capital Inc. | 19714 | Barclays Capital Inc. · CRD 19714 |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | STIFEL, NICOLAUS & COMPANY, INCORPORATED · CRD 793 |
| iCapital Securities, LLC | 171061 |
Source: Form D, filed Jul 30, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CARDINAL ALTERNATIVEFOCUS TT EMERGING MARKETS FUND L.P.
Investment adviser: ICAPITAL ADVISORS, LLC
- Gross asset value
- $0
- Beneficial owners
- 0
- ADV minimum commitment
- $100K
Reported in Form ADV on Jan 5, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746
Filing source
Form ADV 1810240 · Jan 5, 2024 · Schedule D 7.B.(1), fund 805-5909266747
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Laren Gillespie | Director |
| Michelle Wilson Clarke | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10165