Form D · Hedge Fund

Cardinal AlternativeFocus Prologue L.P.

New York, NY · CIK 0001503557

Offering snapshot reported Mar 21, 2016 · SEC filing

Reported sold
$201M
Indefinite offering
Investors reported
285
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$100M$201MOct 15, 2010Apr 18, 2011: $21,352,000.00Mar 30, 2012: $76,850,802.00Apr 1, 2013: $117,692,583.00Apr 1, 2014: $170,584,442.00Mar 30, 2015: $198,618,403.00Sep 3, 2015: $200,670,094.00Mar 21, 2016: $200,670,095.00Mar 21, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$200,670,094 → $200,670,095

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2016Amendment$200,670,095$1vs Sep 3, 2015285SEC filing
Sep 3, 2015Amendment$200,670,094$2,051,691vs Mar 30, 2015285SEC filing
Mar 30, 2015Amendment$198,618,403$28,033,961vs Apr 1, 2014281SEC filing
Apr 1, 2014Amendment$170,584,442$52,891,859vs Apr 1, 2013164SEC filing
Apr 1, 2013Amendment$117,692,583$40,841,781vs Mar 30, 2012223SEC filing
Mar 30, 2012Amendment$76,850,802$55,498,802vs Apr 18, 2011156SEC filing
Apr 18, 2011Amendment$21,352,000No comparison53SEC filing
Oct 15, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$3.57M (estimated)
Finders' fees
$0
Form D file number
021-149139
Responses in Items #13 and #14 are estimates.
Estimate is projected through the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714Barclays Capital Inc. · CRD 19714
Lehman Brothers Inc.7506Lehman Brothers Inc. · CRD 7506
STIFEL, NICOLAUS & COMPANY, INCORPORATED793STIFEL, NICOLAUS & COMPANY, INCORPORATED · CRD 793

Source: Form D, filed Mar 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Alexander Director
Laren Gillespie Director
Jonathan Simon Director
Michelle Wilson Clarke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1095 Avenue Of The America, Fl 4
New York, NY, 10036