Form D · Hedge Fund
Cardinal AlternativeFocus HBK Fund II L.P.
New York, NY · CIK 0001567960
Offering snapshot reported Mar 13, 2019 · SEC filing
- Reported sold
- $107M Indefinite offering
- Investors reported
- 153 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 1, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$105,564,219 → $107,189,219
- Reported investors152 → 153
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 13, 2019 | Amendment | $107,189,219 | $1,625,000vs Mar 14, 2018 | 153 | SEC filing |
| Mar 14, 2018 | Amendment | $105,564,219 | $4,538,235vs Mar 20, 2017 | 152 | SEC filing |
| Mar 20, 2017 | Amendment | $101,025,984 | $2,971,902vs Mar 21, 2016 | 143 | SEC filing |
| Mar 21, 2016 | Amendment | $98,054,082 | $17,283,809vs Sep 3, 2015 | 137 | SEC filing |
| Sep 3, 2015 | Amendment | $80,770,273 | $11,260,365vs Aug 5, 2015 | 137 | SEC filing |
| Aug 5, 2015 | Amendment | $69,509,908 | $4,369,945vs Aug 11, 2014 | 121 | SEC filing |
| Aug 11, 2014 | Amendment | $65,139,963 | No comparison | 101 | SEC filing |
| Aug 23, 2013 | Amendment | Yet to sell | No comparison | 51 | SEC filing |
| Feb 12, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.27M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-191674
Responses in Items #13 and #14 are estimates.
Estimate is projected through the next 12 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Barclays Capital Inc. | 19714 | Barclays Capital Inc. · CRD 19714 |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | STIFEL, NICOLAUS & COMPANY, INCORPORATED · CRD 793 |
Source: Form D, filed Mar 13, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven H. Brown | Executive |
| Laren Gillespie | Director |
| Roger H. Hanson | Director |
| Christopher Le Beau | Director |
| James Michal | Executive |
| William Shaw | Director |
| Zachary Warren | Executive |
| Michelle Wilson Clarke | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1095 Avenue Of The Americas, Fl 4
New York, NY, 10036
New York, NY, 10036