Form D · Other Health Care
CARDICA INC
Redwood City, CA · CIK 0001178104
Offering snapshot reported Dec 22, 2010 · SEC filing
- Reported sold
- $600K Offering amount: $10.6M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 14, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 22, 2010 | Initial | $600,001 | No comparison | 1 | SEC filing |
| Aug 26, 2010 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
| Oct 1, 2009 | Initial | $10,197,957 | No comparison | 49 | SEC filing |
| Jun 27, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-152376
The total amount sold represents the shares issued as consideration to enter into the Equity Line.
Source: Form D, filed Dec 22, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Frederick Bauer | Executive |
| Bernard A. Hausen | Director, Executive |
| Bryan D. Knodel | Executive |
| Kevin T. Larkin | Director |
| Robert Newell | Executive |
| Richard P. Powers | Director |
| Jeffrey L. Purvin | Director |
| John Simon | Director |
| William H. Younger | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
900 Saginaw Drive
Redwood City, CA, 94063
Redwood City, CA, 94063