Form D · Biotechnology

CARDIAQ VALVE TECHNOLOGIES INC

Irvine, CA · CIK 0001432473

Offering snapshot reported Dec 5, 2012 · SEC filing

Reported sold
$37.3M
Offering amount: $37.3M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 22, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.7M$37.3MNov 5, 2012: $32,500,863.00Nov 5, 2012Dec 5, 2012: $37,315,863.00Dec 5, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$32,500,863 → $37,315,863

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 5, 2012Amendment$37,315,863$4,815,000vs Nov 5, 20120SEC filing
Nov 5, 2012Initial$32,500,863No comparison0SEC filing
Jan 14, 2010Initial$6,510,000No comparison37SEC filing
Nov 4, 2009Initial$1,200No comparison1SEC filing
May 20, 2009Initial$884,000No comparisonNot reportedSEC filing
Apr 30, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Apr 10, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-186506

Source: Form D, filed Dec 5, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nancy Briefs Director
J. C. Mac Rae Director
Zoran Maricevic Director
Robrecht Michiels Director
Rob Michiels Director, Executive
Arshad Quadri Director
J. Brent Ratz Director, Executive
Jeremy Brent Ratz Director, Executive

Issuer details

Industry: Biotechnology (See others in industry)

Address:
2 Jenner, Suite 100
Irvine, CA, 92618