Form D · Hedge Fund

Caravel Fund (Onshore) L.P.

New York, NY · CIK 0001593435

Offering snapshot reported Mar 23, 2018 · SEC filing

Reported sold: $545M
Investors reported: 146
Minimum accepted: $0
First sale: Oct 1, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 23, 2018	Amendment	$545,130,974	$0vs Mar 24, 2017	146	SEC filing
Mar 24, 2017	Amendment	$545,130,974	$5,100,000vs Mar 25, 2016	146	SEC filing
Mar 25, 2016	Amendment	$540,030,974	$41,094,909vs Mar 25, 2015	146	SEC filing
Mar 25, 2015	Amendment	$498,936,065	$41,000,000vs Mar 25, 2014	145	SEC filing
Mar 25, 2014	Initial	$457,936,065	No comparison	136	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-214162

Source: Form D, filed Mar 23, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE CARAVEL FUND (ONSHORE) LP

Investment adviser: CARAVEL MANAGEMENT LLC

Gross asset value: $509M
Beneficial owners: 147
ADV minimum commitment: $1M

Reported in Form ADV on Jun 8, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 927411 · Jun 8, 2015 · Schedule D 7.B.(1), fund 805-8413628584

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Caravel Management Llc	Promoter
Caravel Partners Llc	Executive
James A. Harmon	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

888 Seventh Avenue 16 Th Floor
New York, NY, 10106