Form D · Hedge Fund

CapX Fund IV, L.P.

Chicago, IL · CIK 0001531016

Offering snapshot reported Oct 10, 2012 · SEC filing

Reported sold
$63.7M
Offering amount: $75M
Investors reported
80
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Sep 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$31.9M$63.7MSep 23, 2011: $31,815,789.00Sep 23, 2011Oct 10, 2012: $63,724,999.00Oct 10, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$31,815,789 → $63,724,999
  • Reported investors50 → 80

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 10, 2012Amendment$63,724,999$31,909,210vs Sep 23, 201180SEC filing
Sep 23, 2011Initial$31,815,789No comparison50SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-166315

Source: Form D, filed Oct 10, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Cap X Management Company Executive
N/A Cap X Partners Iv, L.L.C. Promoter
Barrett D Carlson Executive
James N Hallene Executive
Jeffry S Pfeffer Executive
Eric D Starr Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Capx Partners Iv, L.L.C. 155 N. Wacker Drive, Suite 1760
Chicago, IL, 60606