Form D · Other Technology
CAPTON INC
Irvine, CA · CIK 0001345495
Offering snapshot reported May 6, 2013 · SEC filing
- Reported sold
- $25K Offering amount: $500K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Apr 24, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 6, 2013 | Initial | $25,000 | No comparison | 1 | SEC filing |
| Aug 31, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Aug 23, 2012 | Amendment | $492,000 | $442,000vs May 11, 2012 | 15 | SEC filing |
| May 11, 2012 | Initial | $50,000 | No comparison | 1 | SEC filing |
| May 3, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 5, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 31, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 25, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 04, 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-196049
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| none | None |
Source: Form D, filed May 6, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| R Stephen Doyle | Director |
| Christopher R Hemmeter | Director |
| Scott R Martiny | Director, Executive |
| Leland Pillsbury | Director |
| Lucien Ruby | Director, Executive |
| Richard Swig | Director |
| Norm Williams | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
1 Technology Drive Suite C525
Irvine, CA, 92618
Irvine, CA, 92618