Form D · Hedge Fund

Captain Fund I, LLC

Boston, MA · CIK 0001577905

Offering snapshot reported May 28, 2015 · SEC filing

Reported sold
$7.69M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.84M$7.69MJun 6, 2013: $5,023,864.00Jun 6, 2013May 28, 2015: $7,687,976.00May 28, 2015: $7,687,976.00May 28, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,023,864 → $7,687,976
  • Reported investors9 → 12
  • Minimum accepted$25,000 → $250,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 28, 2015Amendment$7,687,976$2,664,112vs Jun 6, 201312SEC filing
May 28, 2015Amendment$7,687,976$2,664,112vs Jun 6, 201312SEC filing
Jun 6, 2013Initial$5,023,864No comparison9SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-197558

Source: Form D, filed May 28, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE CAPTAIN FUND I, LLC.

Investment adviser: J.P. MARVEL INVESTMENT ADVISORS, INC.

Gross asset value
$8.24M
Beneficial owners
10
ADV minimum commitment
$250K

Reported in Form ADV on Mar 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES CANTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor MCGLADREY, LLP BOSTON, Massachusetts, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker CONVERGEX PRIME SERVICES LLC ALPHARETTA, Georgia, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

CONVERGEX PRIME SERVICES LLC
CRD 140185 · SEC 8-67289

Filing source

Form ADV 902602 · Mar 30, 2015 · Schedule D 7.B.(1), fund 805-3051485202

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
J.P. Marvel Investment Advisors, Inc. Promoter
Joseph Francis Patton, Jr. Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
265 Franklin Street Suite 902
Boston, MA, 02110