Form D · Hedge Fund

Capstone Relative Value Volatility Fund Ltd.

George Town, Grand Cayman, E9 · CIK 0001969478

Offering snapshot reported Mar 15, 2024 · SEC filing

Reported sold: $157M
Investors reported: 3
Minimum accepted: $100K
First sale: Apr 1, 2023

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 3

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 15, 2024	Amendment	$157,200,000	No comparison	3	SEC filing
Mar 15, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-475916

Source: Form D, filed Mar 15, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPSTONE RELATIVE VALUE VOLATILITY FUND LTD.

Investment adviser: CAPSTONE INVESTMENT ADVISORS, LLC

Gross asset value: $179M
Beneficial owners: 3
ADV minimum commitment: $16.6M

Reported in Form ADV on Oct 17, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian CITIBANK, N.A LONDON BRANCH LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BOFA SECURITIES, INC.
SEC 8-69787

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1907377 · Oct 17, 2024 · Schedule D 7.B.(1), fund 805-4061564993

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Capstone Investment Advisors, Llc	Promoter
Rick Hanna	Director
Boris Onefater	Director
Geoff Ruddick	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Walkers Corporate Limited 190 Elgin Avenue
George Town, Grand Cayman, E9, KY1-9008