Form D · Other Investment Fund

Capstone Equities Capital Management, LP

New York, NY · CIK 0001529570

Offering snapshot reported Dec 5, 2013 · SEC filing

Reported sold: $3.81M
Investors reported: 19
Minimum accepted: $250K
First sale: Jun 1, 2011

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 5, 2013	Initial	$3,808,496	No comparison	19	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-207435

Minimum Investment in Item 11 may be reduced at the discretion of the General Partner. The amount sold and the numbers of investors on this Form D does not take redemptions and/or withdrawals into consideration.

Offering of Limited Partnership Interests.

Source: Form D, filed Dec 5, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPSTONE EQUITIES CAPITAL MANAGEMENT, LP

Investment adviser: CAPSTONE EQUITIES MANAGER, LLC

Gross asset value: $4.52M
Beneficial owners: 17
ADV minimum commitment: $250K

Reported in Form ADV on Mar 16, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FINANCIAL SOLUTIONS SERVICES SAGAMORE BEACH, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP ROSELAND, New Jersey, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 884026 · Mar 16, 2015 · Schedule D 7.B.(1), fund 805-2757686182

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A Capstone Equities Gp, Llc	Executive, Promoter
N/A N/A Capstone Equities Manager, Llc	Executive, Promoter
Joshua Zamir	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

545 Fifth Avenue Suite 1209
New York, NY, 10017