Form D · Hedge Fund

Capstone EC Fund, LP

New York, NY · CIK 0001800935

Offering snapshot reported Jan 21, 2025 · SEC filing

Reported sold: $189M
Investors reported: 4
Minimum accepted: $0
First sale: Nov 14, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 21, 2025	Amendment	$189,436,116	$0vs Jan 19, 2024	4	SEC filing
Jan 19, 2024	Amendment	$189,436,116	$4,988,616vs Jan 20, 2023	4	SEC filing
Jan 20, 2023	Amendment	$184,447,500	$0vs Jan 21, 2022	4	SEC filing
Jan 21, 2022	Amendment	$184,447,500	$163,937,500vs Jan 23, 2020	4	SEC filing
Jan 22, 2021	Amendment	$156,472,500	$135,962,500vs Jan 23, 2020	4	SEC filing
Jan 23, 2020	Initial	$20,510,000	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-358773

Source: Form D, filed Jan 21, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPSTONE EC FUND, LP

Investment adviser: CAPSTONE INVESTMENT ADVISORS, LLC

Gross asset value: $134M
Beneficial owners: 5
ADV minimum commitment: $4M

Reported in Form ADV on Jan 9, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BARCLAYS CAPITAL INC.
SEC 8-41342

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Filing source

Form ADV 1805470 · Jan 9, 2024 · Schedule D 7.B.(1), fund 805-8593046108

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Paul M. Britton	Executive
N/A Capstone Fund Services Ii, Llc	Executive
Capstone Fund Services Ii, Llc	Executive
Capstone Investment Advisors, Llc	Promoter
N/A Capstone Investment Advisors, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

7 World Trade Center, 32nd Floor 250 Greenwich Street
New York, NY, 10007