Form D · Hedge Fund
Capstone Diversified Dynamic Alpha Fund, Ltd.
New York, NY · CIK 0001590745
Offering snapshot reported Jul 16, 2018 · SEC filing
- Reported sold
- $311M Offering amount: $5B
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jun 19, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 16, 2018 | Amendment | $310,621,716 | $0vs Jul 14, 2017 | 13 | SEC filing |
| Jul 14, 2017 | Amendment | $310,621,716 | $0vs Dec 28, 2016 | 13 | SEC filing |
| Dec 28, 2016 | Amendment | $310,621,716 | $1,369,759vs Dec 7, 2015 | 13 | SEC filing |
| Dec 7, 2015 | Amendment | $309,251,957 | $29,353,872vs Oct 30, 2014 | 13 | SEC filing |
| Oct 30, 2014 | Amendment | $279,898,085 | $1,000,000vs Nov 4, 2013 | 10 | SEC filing |
| Nov 4, 2013 | Initial | $278,898,085 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-205718
Source: Form D, filed Jul 16, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CAPSTONE DIVERSIFIED DYNAMIC ALPHA FUND, LTD.
Investment adviser: CAPSTONE INVESTMENT ADVISORS, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jun 17, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1323033 · Jun 17, 2019 · Schedule D 7.B.(1), fund 805-6410636624
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Britton | Director |
| N/A Capstone Investment Advisors, Llc | Promoter |
| Charles S. Crow | Director |
| Joseph F. Esposito | Director |
| Alain Guerard | Director |
| William Jones | Director |
| Willem Kooyker | Director |
| Boris Onefater | Director |
| Geoff Ruddick | Director |
| James P. Wohlmacher | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10007