Form D · Other Investment Fund
Caprock PSP IV LP
West Conshohocken, PA · CIK 0001899757
Offering snapshot reported Mar 19, 2024 · SEC filing
- Reported sold
- $130M Indefinite offering
- Investors reported
- 162 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jan 14, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$124,075,000 → $129,995,000
- Reported investors150 → 162
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 19, 2024 | Amendment | $129,995,000 | $5,920,000vs Feb 15, 2023 | 162 | SEC filing |
| Feb 15, 2023 | Amendment | $124,075,000 | No comparison | 150 | SEC filing |
| Dec 23, 2021 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-426528
Limited Partnership Interests
Source: Form D, filed Mar 19, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CAPROCK PSP IV LP
Investment adviser: PPB ADVISORS, LLC
- Gross asset value
- $130M
- Beneficial owners
- 163
- ADV minimum commitment
- $250K
Reported in Form ADV on Mar 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
TAIT WELLER
PCAOB 445
Filing source
Form ADV 2054472 · Mar 23, 2026 · Schedule D 7.B.(1), fund 805-3377392430
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Caprock Management, Llc | Promoter |
| Brendan W. Lake | Executive |
| N/A Ppb Psp Iv Mgt Llc | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:West Conshohocken, PA, 19428