Form D · Other Real Estate

CapRock Partners Fund IV, L.P.

Irvine, CA · CIK 0001709928

Offering snapshot reported Jul 20, 2017 · SEC filing

Reported sold
$15.8M
Offering amount: $20M
Investors reported
21
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jun 6, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 20, 2017Initial$15,800,000No comparison21SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$300K (estimated)
Finders' fees
$0
Form D file number
021-291097
$20,000,000 offering with General Partner discretion to increase the offering to $30,000,000.
Sales commissions are based on the amount committed to the issuer and partially paid when funds are actually contributed.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
DH Frederick Securities128095

Source: Form D, filed Jul 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPROCK PARTNERS FUND IV, L.P.

Investment adviser: CAPROCK PARTNERS MANAGEMENT, INC.

Gross asset value
$5.83M
Beneficial owners
33
ADV minimum commitment
$50K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT SANTA MONICA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP IRVINE, California, United States
Custodian FARMERS & MERCHANTS BANK LONG BEACH, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

FARMERS & MERCHANTS BANK
LEI 25490049RRVB8S6CG210

Filing source

Form ADV 2088939 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1737640540

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Cap Rock Partners Iv, Llc Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2050 Main Street Suite 240
Irvine, CA, 92614