Form D · Oil and Gas
Caprock Minerals, LLC
Midland, TX · CIK 0001795704
Offering snapshot reported Dec 19, 2019 · SEC filing
- Reported sold
- $10M Offering amount: $14.4M
- Investors reported
- 28 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 24, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 19, 2019 | Initial | $10,032,856 | No comparison | 28 | SEC filing |
Offering details
- Securities
- Mineral property
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $862K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-355892
Commissions up to 6% of the aggregate purchase price will be paid to the Selling Group, and the managing broker-dealer will receive a non-accountable due diligence allowance up to 1% of total sales, and a fee equal to 1% of total sales.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Crescent Securities Group, Inc. | 114993 | |
| DAI Securities, LLC | 36673 | |
| WestPark Capital, Inc. | 39914 | |
| JRL Capital Corporation | 10225 |
Source: Form D, filed Dec 19, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| S. Rhett Gist | Director |
| B. Cutler Gist | Director |
| Janice Gist | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
214 W. Texas Ave. Suite 400
Midland, TX, 79701
Midland, TX, 79701