Form D · Other Investment Fund

CAPRICORN AIP - SPECIAL OPPORTUNITIES I LP

Palo Alto, CA · CIK 0001442794

Offering snapshot reported Aug 4, 2010 · SEC filing

Reported sold
$2.65M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jul 25, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.32M$2.65MAug 11, 2008Jul 28, 2009: $2,017,444.00Jul 28, 2009Jul 26, 2010: $2,646,903.00Aug 4, 2010: $2,646,903.00Aug 4, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 4, 2010Amendment$2,646,903$0vs Jul 26, 20106SEC filing
Jul 26, 2010Amendment$2,646,903$629,459vs Jul 28, 20096SEC filing
Jul 28, 2009Amendment$2,017,444No comparison7SEC filing
Aug 11, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-121435

Source: Form D, filed Aug 4, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Capricorn Investment Group, Llc Executive
James G.B. De Martini Director
Stephen George Director, Executive
John Jonson Executive
Neil Kuyper Executive
Barry Uphoff Executive
Ion Yadigaroglu Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Capricorn Investment Group, Llc 250 University Avenue, Suite 300
Palo Alto, CA, 94301