Form D · Other Investment Fund

CAPRICORN AIP ASIAN STRATEGIES LP

Palo Alto, CA · CIK 0001432328

Offering snapshot reported Jul 26, 2016 · SEC filing

Reported sold
$32.8M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Feb 27, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.4M$32.8MJul 28, 2009: $18,217,345.00Jul 28, 2009Jul 26, 2010: $24,894,345.00Aug 4, 2010: $24,894,345.00Aug 3, 2011: $32,774,345.00Aug 3, 2012: $32,824,345.00Aug 1, 2013: $32,824,345.00Jul 30, 2014: $32,838,949.00Jul 27, 2015: $32,838,949.00Jul 26, 2016: $32,848,353.00Jul 26, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$32,824,345 → $32,848,353

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 26, 2016Amendment$32,848,353$24,008vs Aug 1, 20137SEC filing
Jul 27, 2015Amendment$32,838,949$14,604vs Aug 1, 20137SEC filing
Jul 30, 2014Amendment$32,838,949$14,604vs Aug 1, 20137SEC filing
Aug 1, 2013Amendment$32,824,345$0vs Aug 3, 20127SEC filing
Aug 3, 2012Amendment$32,824,345$50,000vs Aug 3, 20117SEC filing
Aug 3, 2011Amendment$32,774,345$7,880,000vs Aug 4, 20107SEC filing
Aug 4, 2010Amendment$24,894,345$0vs Jul 26, 20107SEC filing
Jul 26, 2010Amendment$24,894,345$6,677,000vs Jul 28, 20097SEC filing
Jul 28, 2009Amendment$18,217,345No comparison7SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-116951

Source: Form D, filed Jul 26, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Capricorn Investment Group, Llc Executive
Alan Chang Executive
James G.B. De Martini Director
Dawnae Dodds Executive
Stephen George Director, Executive
John Jonson Executive
Neil Kuyper Executive
William Orum Executive
Eric Techel Executive
Barry Uphoff Executive
Ion Yadigaroglu Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Capricorn Investment Group, Llc 250 University Avenue, Suite 300
Palo Alto, CA, 94301