Form D · Biotechnology

CAPRICOR INC

Los Angeles, CA · CIK 0001374952

Offering snapshot reported Apr 13, 2012 · SEC filing

Reported sold
$6M
Offering amount: $15M
Investors reported
4
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 13, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3M$6MJan 30, 2012: $4,500,000.00Jan 30, 2012Apr 13, 2012: $6,000,000.00Apr 13, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,500,000 → $6,000,000
  • Reported investors3 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 13, 2012Amendment$6,000,000$1,500,000vs Jan 30, 20124SEC filing
Jan 30, 2012Initial$4,500,000No comparison3SEC filing
Jul 28, 2010Amendment$2,800,000$1,000,000vs Jun 15, 20107SEC filing
Jun 15, 2010Amendment$1,800,000$1,000,000vs Jan 6, 20106SEC filing
Jan 6, 2010Amendment$800,000$0vs Jan 6, 20105SEC filing
Jan 6, 2010Initial$800,000No comparison5SEC filing
Sep 6, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-172633

Source: Form D, filed Apr 13, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Abraham Executive
Earl M. Collier, Jr. Director
Louis Grasmick Director
Louis V. Manzo Director
Eduardo Marban Director, Promoter
Linda S. Marban Director, Executive
Rachel Smith Executive

Issuer details

Industry: Biotechnology (See others in industry)

Address:
8700 Beverly Boulevard Davis 1099
Los Angeles, CA, 90048