Form D · Private Equity Fund

CAPITOL PEAK PARTNERS FUND I-A, L.P.

Denver, CO · CIK 0001762147

Offering snapshot reported Dec 20, 2018 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 20, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-328642

THE GENERAL PARTNER OF THE ISSUER RESERVES THE RIGHT TO OFFER A GREATER OR LESSER AMOUNT OF LIMITED PARTNER INTERESTS. THE TOTAL OFFERING AMOUNT REPRESENTS THE TARGET AMOUNT FOR THE ISSUER AND ITS RELATED PARALLEL FUND.

PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
CREDIT SUISSE SECURITIES (USA) LLC	816

Source: Form D, filed Dec 20, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITOL PEAK PARTNERS FUND I-A, L.P.

Investment adviser: CAPITOL PEAK PARTNERS, INC.

Gross asset value: $1.01M
Beneficial owners: 1
ADV minimum commitment: $10M

Reported in Form ADV on May 17, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP KANSAS CITY, Missouri, United States

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Filing source

Form ADV 1322812 · May 17, 2019 · Schedule D 7.B.(1), fund 805-2845164757

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gregg Leslie Engles	Executive, Promoter
Edward Floyd Fugger, Jr.	Executive, Promoter
Kelly Jon Haecker	Executive, Promoter
Kevin Conrad Yost	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

250 Fillmore Street, Suite 525
Denver, CO, 80206